secrss.md

<title>SEC and Market Data</title> https://www.sec.gov/ In response to the Open Government Initiative requiring each agency to identify and publish online high-value data, the Securities and Exchange Commission is making available the following data sets. en

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<title> Information About Registered Municipal Advisors </title> https://www.sec.gov/data-research/sec-markets-data/information-about-registered-municipal-advisors This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and Central Index Key (CIK) numbers. Wed, 01 Apr 2026 09:00:00 -0400 9622341c-99a9-41ec-9cac-31e97f126f1e <title> Company Information About Active Broker-Dealers </title> https://www.sec.gov/foia/frequently-requested-documents/company-information-about-active-broker-dealers This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. Wed, 01 Apr 2026 08:55:00 -0400 597ca0cc-d0d5-4677-bc32-d94719ce7806 <title> Form N-MFP Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/dera-form-n-mfp-data-sets Form N-MFP is used for monthly reports of money market funds to report information about the fund and its portfolio holdings for the preceding month. Form N-MFP is filed with the Commission by the fifth business day of the month. The Form N-MFP data sets are extracted from Electronic Data Gathering, Analysis, and Retrieval (EDGAR) eXtensible Markup Language (XML) submissions in a flat file format to assist users in constructing the data for analysis. The data has been automatically and directly taken from submissions created by the registrants and provided as-filed. Tue, 31 Mar 2026 14:02:00 -0400 2ca82161-b943-4d6c-8f2a-fe8caa930f8d <title> Business Development Company (BDC) Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/bdc-data-sets The Business Development Company (BDC) Data Sets provide the data extracted from disclosures filed by BDCs with the Commission in eXtensible Business Reporting Language (XBRL). The data is sourced from XBRL tagged periodic reports and other disclosures submitted by BDCs to the Commission. The BDC Data Sets provide a schedule of investments report, detailed financial data sets, and a summary non-financial data set. Tue, 31 Mar 2026 13:55:00 -0400 f1fa2c93-d7b7-4673-b36f-51769944bd16 <title> Form N-PORT Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/form-n-port-data-sets Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund that is regulated as a money market fund (“money market fund”) under rule 2a-7 under the Investment Company Act of 1940 [15 U.S.C. 80a] (“Act”) (17 CFR 270.2a-7) or a small business investment company (“SBIC”) registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports of monthly portfolio holdings pursuant to rule 30b1-9 under the Act (17 CFR 270.30b1-9). Tue, 31 Mar 2026 10:15:00 -0400 912e336a-dc9e-4147-87f8-3ae8b6a43c18 <title> Form N-CEN Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/form-n-cen-data-sets Form N-CEN is used by all registered investment companies, other than face-amount certificate companies to file annual reports with the Commission. The Form N-CEN data sets are extracted from N-CEN eXtensible Markup Language (XML) submissions in a flat file format to assist users in constructing the data for analysis. The data have been automatically and directly taken from submissions created by the registrants and provided as-filed. Tue, 31 Mar 2026 09:59:00 -0400 545bec1a-ae65-4636-bdf6-885b1f7883bc <title> Financial Statement Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/financial-statement-data-sets The data sets below provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL). Tue, 31 Mar 2026 09:08:00 -0400 f582e80d-6bb1-4061-98b7-04d4a44590af <title> Alternative Trading System (ATS) List </title> https://www.sec.gov/foia/frequently-requested-documents/alternative-trading-system-ats-list The SEC receives submissions from alternative trading systems on an ongoing basis pursuant to Regulation ATS. We note that the list of alternative trading systems changes over time. Tue, 31 Mar 2026 08:33:00 -0400 8506c21c-a5f6-44ae-9271-f1fd7ab47c2b <title> Financial Statement and Notes Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/financial-statement-notes-data-sets The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL). Tue, 31 Mar 2026 07:53:00 -0400 e48c0b5c-85b0-4ff1-b9a2-f87f15453cf5 <title> Form D Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/form-d-data-sets The data sets contains Notices of Exempt Offerings of Securities filed with the Commission by issuers relying on Rule 504, Rule 506(b), or Rule 506(c) of Regulation D or on Section 4(a)(5) of Securities Act. Tue, 31 Mar 2026 07:52:00 -0400 80867fa1-c4b2-4749-b273-f25219ec37f4 <title> Crowdfunding Offerings Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/crowdfunding-offerings-data-sets The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption. Tue, 31 Mar 2026 07:49:00 -0400 b94c45f2-bf31-4809-9fba-29ccb6be3db7 <title> Insider Transactions Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/insider-transactions-data-sets Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company stock holdings to report any changes. These filings are made on Form 3, Form 4, and Form 5 and submitted to SECs Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Tue, 31 Mar 2026 07:45:00 -0400 e3f0ecd8-9ace-41fe-893f-ecd49747b47e <title> Regulation A Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/regulation-data-sets The data sets provide the structured data from securities offerings pursuant to Regulation A filed with the Commission. Tue, 31 Mar 2026 07:45:00 -0400 48cfbe92-d62e-4c38-aea4-82c629c0ff62 <title> Mutual Fund Prospectus Risk/Return Summary Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/mutual-fund-prospectus-riskreturn-summary-data-sets The Mutual Fund Prospectus Risk/Return Summary Data Sets provides text and numeric information extracted from the risk/return summary section of mutual fund prospectuses. Tue, 31 Mar 2026 07:40:00 -0400 9fa8f777-6e56-48ec-a38a-b2cae472a11b <title> Variable Insurance Product Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/variable-insurance-product-data-sets The VIP Data Sets provide the text and numeric information extracted from Forms N-3, N-4 and N-6 – the registration forms for variable annuity contracts and contracts offering Index-Linked Options and/or Fixed Options subject to a contract adjustment – filed with the Commission in eXtensible Business Reporting Language (XBRL). The data is presented in a flat file format to assist users in constructing the data for analysis. The data has been automatically and directly taken from submissions created by the registrants and provided as filed with the Commission. The data sets only include publicly available information from filings that have been disseminated by the Commission. Tue, 31 Mar 2026 07:34:00 -0400 cf015844-19ff-4373-9f4b-4bfce5fdb709 <title> Fails-to-Deliver Data </title> https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data This text file contains the date, CUSIP numbers, ticker symbols, issuer name, price, and total number of fails-to-deliver (i.e., the balance level outstanding) recorded in the National Securities Clearing Corporation's ("NSCC") Continuous Net Settlement (CNS) system aggregated over all NSCC members. Mon, 30 Mar 2026 01:00:00 -0400 89a3962e-136e-40a3-a71f-acbdea3d2c17 <title> EDGAR Log File Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/edgar-log-file-data-sets The data sets provide information on internet search traffic for EDGAR filings through SEC.gov. Tue, 03 Mar 2026 12:50:00 -0500 ed4ea3f4-f032-4aa8-815e-683dc810b26d <title> Information About Registered Investment Advisers and Exempt Reporting Advisers </title> https://www.sec.gov/data-research/sec-markets-data/information-about-registered-investment-advisers-exempt-reporting-advisers The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system. Mon, 02 Mar 2026 09:30:00 -0500 d019bd26-3a79-4a87-980a-858cf56b9a9a <title> Form 13F Data Sets </title> https://www.sec.gov/data-research/sec-markets-data/form-13f-data-sets Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings. Sat, 28 Feb 2026 15:39:00 -0500 db184825-4d4c-485c-b09d-6dca26a33e84 <title> FOIA Logs </title> https://www.sec.gov/foia-services/frequently-requested-documents/foia-logs Log files published by the Office of FOIA Services. Fri, 27 Feb 2026 14:30:00 -0500 da8e907b-58a7-49d0-a140-f2c58852b7d4 <title> Summary Metrics by Decile and Quartile </title> https://www.sec.gov/data-research/sec-markets-data/marketstructuredata-decile-quartile These datasets provide metrics partitioned by market capitalization, price, volatility, and turnover. The stock market activity metrics are partitioned by decile and the ETP metrics by quartile. Wed, 31 Dec 2025 17:00:00 -0500 36fae06c-a84c-47cd-a9d0-c5bdc5396c42 <title> Summary Metrics by Exchange </title> https://www.sec.gov/data-research/sec-markets-data/marketstructuredata-exchange These datasets provide metrics for each security type and exchange. Wed, 31 Dec 2025 17:00:00 -0500 e0505fed-f42f-4b1a-a6c8-42a35d5113a6 <title> Metrics by Individual Security </title> https://www.sec.gov/data-research/sec-markets-data/marketstructuredata-security These datasets provide metrics for more than 4,800 securities. Wed, 31 Dec 2025 17:00:00 -0500 1a682bb1-4670-4e2f-8af8-f109bc6b9fab <title> Conditional Cancel and Trade Distributions </title> https://www.sec.gov/data-research/sec-markets-data/marketstructuredata-conditional-cancel Each zip file contains 54 datasets: nine each for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. Wed, 31 Dec 2025 17:00:00 -0500 76569272-bf6a-4af2-af50-21d6ef30c8f5 <title> Hazards and Survivors by Time Period </title> https://www.sec.gov/data-research/sec-markets-data/marketstructuredata-hazards-survivors Each zip file contains 36 datasets, which provide the hazard, survivor, and cumulative distribution functions for select time scales for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. Wed, 31 Dec 2025 17:00:00 -0500 4c654b84-d558-4fac-96b0-7d7b17a699f2